Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 1 - 20 of 319

Filters

1099

Accounts Payable issues 1099's to vendors paid for services over $599. Typically not considered confidential, however, some information may be confidential.
Record category
Purchasing, Accounts Payable and Travel
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

Accession Records

Data associated with collections reposed in the State Achaeological Repository of Iowa, including ownership and loan status.

Record category
Administrative Records
Official files maintained by
Office of the State Archaeologist
Confidential
Yes
Vital
Yes

Accounts Receivable Records

Invoices and supporting documentation sent to outside (external to UI) entities, agencies, etc. for services provided and not collected through the University Bill.
Record category
Accounting and Financial
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Actuarial Report Regents Motor Vehicle Self Insurance Fund

Actuarial analysis of both Regents and university self insurance funds for the establishment of rates and estimated unpaid liabilities.

Record category
Risk Management, Insurance and Loss Prevention
Official files maintained by
UI Risk Management
Confidential
Yes
Vital
Yes

Actuarial Reports (GASB 45, GASB 16)

Actuarial assessment and resulting reports supporting estimated OPEB & sick leave liabilities.
Record category
Accounting and Financial
Official files maintained by
UI Accounting & Financial Reporting
Confidential
Yes
Vital
Yes

Administrative Service Charge

Documentation of calculations and invoices sent to internal campus customers for payment of administrative service fees.
Record category
Accounting and Financial
Official files maintained by
UI Financial Analysis - Controller's Office
Confidential
Yes
Vital
Yes

Animal Protocol

Animal protocol 

Record category
Office of the Institutional Animal Care and Use Committee
Official files maintained by
Office of the Institutional Animal Care and Use Committee
Confidential
Yes
Vital
Yes

Annual External Audit Documents and Tax Returns

Audit work papers, audit report, tax return related to UIRF Inventions, Patents and Research Agreements.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Annual Radiation Program Audits

Official Radiation Safety Officer Report, required annually by the Iowa Department of Public Health, summarizing Radiation Program status on campus.

Record category
Environmental Health & Safety
Official files maintained by
Environmental Health and Safety
Confidential
No
Vital
Yes

Annual Reports

Non-Board of Regent reports documenting departmental/unit/org activities, service levels, outputs, etc. that are required for accreditation or per other state or federal regulations.
Record category
Administrative Records
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Annual Withholding Agent Voluntary Savings Plan Report

Report Filed annually with Iowa Dept. of Revenue & Finance by UI Payroll.
Record category
Tax Records
Official files maintained by
University Human Resources - Payroll
Confidential
Yes
Vital
Yes

Arrest Records, Criminal Incident Reports, and Accident Reports (Except as included elsewhere)

Criminal Incident, Investigation and Arrest Reports for individuals - excluding OWI and Public Intoxication. Typically not considered confidential, with exception of 1) investigative records or 2) where release may cause a safety issue.
Record category
Public Safety & Security
Official files maintained by
UI Department of Public Safety
Confidential
Yes
Vital
Yes

As-built drawings/contractor mark-ups

Drawings and specifications with contractor mark-ups indicating changes made by contractor during the construction phase. Plans & Drawings are considered confidential records.
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Asbestos Testing/Asbestos Abatement Records

Daily logs, clearance sampling, disposal documents, project requirements
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Assignments of Invention Rights

Assignments are contracts signed by the inventors on the 'Disclosure of New Inventions' assigning rights in their invention to the UIRF. These assignments are then filed with the United State Patent and Trademark office.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Audit Reports

Final audit reports or findings for all University of Iowa investigative and non-investigative (pre-scheduled) audits completed by UI Internal Audit including audit responses provided by the units/departments being audited.
Record category
Audit & Legal
Official files maintained by
UI Internal Audit
Confidential
Yes
Vital
Yes

Audit schedules, UI-level account reconciliations, compliance reporting

Monthly & quarterly account reconciliations, compliance reporting internally and externally, supporting files and correspondence.
Record category
Accounting and Financial
Official files maintained by
UI Accounting & Financial Reporting
Confidential
Yes
Vital
Yes

Audit Work Papers

Documents which record all audit evidence obtained during financial statements auditing, internal management auditing, information systems auditing, and investigations.
Record category
Audit & Legal
Official files maintained by
UI Internal Audit
Confidential
Yes
Vital
Yes

Banking, Custodial and Investment Manager Agreements

Financial Service Provider Agreements
Record category
Banking & Investments
Official files maintained by
Treasury Operations
Confidential
Yes
Vital
Yes

Bankruptcy Records

Bankruptcy filings/pleadings for individuals or companies attempting to discharge their debts to the University of Iowa.
Record category
Audit & Legal
Official files maintained by
UI Office of the General Counsel
Confidential
No
Vital
No