Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 141 - 160 of 319

Filters

Institutional Biosafety Committee Meeting Minutes

Minutes of the UI Institutional Biosafety Committee Meetings as required by the National Institutes of Health.
Record category
Environmental Health & Safety
Official files maintained by
Environmental Health and Safety
Confidential
No
Vital
Yes

Instrument Calibration Reports

Records of instruments calibrated for Principal Investigators
Record category
Environmental Health & Safety
Confidential
No
Vital
Yes

Inventor Sharing Agreements

These are agreements signed by the inventors laying out unique distributions of personal income generated by the licensing of their disclosure. UI Policy outlines an equal sharing of a specified percentage of licensing income captured by UIRF. If the inventors jointly agree to a different distribution amongst themselves, they can sign and submit an agreement to UIRF.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Investment Statements

Activity and investment performance reports, compliance documents
Record category
Banking & Investments
Official files maintained by
Treasury Operations
Confidential
Yes
Vital
Yes

Iowa Form IA 1120 - Corporation Income Tax Return

Filed annually with Iowa Dept. of Revenue and Finance by UIHC for U of I Health System Inc. and subsidiaries.
Record category
Tax Records
Official files maintained by
UI Health Care
Confidential
Yes
Vital
Yes

Iowa Premium Tax Return

Tax Return Filed annually to Iowa Dept. of Revenue and Finance for Iowa Medical Mutual Insurance Co. (IMMIC)
Record category
Tax Records
Official files maintained by
UI Health Care
Confidential
Yes
Vital
Yes

Iowa Site File Records

Recorded archaeological sites in Iowa and associated information.

Record category
Administrative Records
Official files maintained by
Office of the State Archaeologist
Confidential
Yes
Vital
Yes

Iowa State Sales Tax Return

Sales Tax Quarterly/Semi-Monthly Payments Return filed quarterly with Iowa Dept. of Revenue & Finance by UI Accounting Services.
Record category
Tax Records
Official files maintained by
UI Accounting & Financial Reporting
Confidential
Yes
Vital
Yes

Issued Patents

The United States Patent and Trademark Office (USPTO) will send a limited number of marked or ribboned original patents upon issuance.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Land Transactions

Purchase agreements; deeds; closing documents; land abstracts.
Record category
Contracts, Real Estate and Leasing
Official files maintained by
UI Business Manager Office
Confidential
Yes
Vital
Yes

Leases

Signed lease where UI is either the tenant or landlord; Including all ground and tenant leases at UI Research Park.
Record category
Contracts, Real Estate and Leasing
Official files maintained by
UI Business Manager Office
Confidential
Yes
Vital
Yes

Letter of Credit

Documentation of federal letter of credit funding requests, including monthly reports & reconciliations, quarterly reporting to agencies, and documentation of payments received.
Record category
Grants and Awards
Official files maintained by
Grant Accounting Office
Confidential
Yes
Vital
Yes

Liability Claims

Liability claims filed against the UI, other than tort, where commercial insurance coverage was purchased.
Record category
Risk Management, Insurance and Loss Prevention
Official files maintained by
UI Risk Management
Confidential
Yes
Vital
Yes

Liability insurance policies

Liability insurance files including policy documents, applications, renewals, correspondence, and working files for various lines of coverage.
Record category
Risk Management, Insurance and Loss Prevention
Official files maintained by
UI Risk Management
Confidential
Yes
Vital
Yes

License/Option/3rd Party Revenue Sharing

These are all agreements related to commercial availability and distribution of income related to inventions, patents and research agreements.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Litigation Records

Pleadings/settlement agreements of any legal action or lawsuit brought against the University of Iowa.
Record category
Audit & Legal
Official files maintained by
UI Office of the General Counsel
Confidential
No
Vital
No

Long-distance Telephone Charges

Documentation of monthly long distance telephone charges.
Record category
Administrative Records
Official files maintained by
UI Telecommunication & Network Services
Confidential
Yes
Vital
Yes

Maps

Campus maps including property, utilities, site surveys, soil borings. Plans/drawings and any items deemed confidential by legal counsel are considered confidential.
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Material Transfer Agreements (incoming)

Agreement that governs the provision of materials from a provider organization to the University.
Record category
Grants and Awards
Official files maintained by
Division of Sponsored Programs
Confidential
Yes
Vital
Yes

Medical Personnel Records (Student, Staff and Faculty employees)

Medical Personnel files contain all forms related to the staff member's medical information related to their employment; i.e., FMLA letters and medical certifications, ADA accommodation information, catastrophic leave letters and documentation, worker's compensation records, documentation of medical leaves of absence, etc. ADA files which should be sent to Faculty and Staff Disability Services at the time of the employee's transfer or termination. Medical Files should be locked separately from personnel file if being maintained in hard-copy in employing unit.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes