Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 161 - 180 of 338

Filters

Issued Patents

The United States Patent and Trademark Office (USPTO) will send a limited number of marked or ribboned original patents upon issuance.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

IT Electronic Report of Results, Standard Operating Procedures (SOPs) / Paper-Computerized Systems

Compliance monitoring data should be made legally defensible by keeping thorough and accurate records. The Quality Assurance (QA) plan and/or Standard Operating Procedures (SOPs) need to describe the policies and procedures used by the facility for record integrity, retention, and storage (EPA order 5360.1).

Record category
State Hygienic Laboratory
Official files maintained by
State Hygienic Laboratory
Confidential
Yes
Vital
Yes

Land Transactions

Purchase agreements; deeds; closing documents; land abstracts.
Record category
Contracts, Real Estate and Leasing
Official files maintained by
UI Business Manager Office
Confidential
Yes
Vital
Yes

Leases

Signed lease where UI is either the tenant or landlord; Including all ground and tenant leases at UI Research Park.
Record category
Contracts, Real Estate and Leasing
Official files maintained by
UI Business Manager Office
Confidential
Yes
Vital
Yes

Letter of Credit

Documentation of federal letter of credit funding requests, including monthly reports & reconciliations, quarterly reporting to agencies, and documentation of payments received.
Record category
Grants and Awards
Official files maintained by
Grant Accounting Office
Confidential
Yes
Vital
Yes

Liability Claims

Liability claims filed against the UI, other than tort, where commercial insurance coverage was purchased.
Record category
Risk Management, Insurance and Loss Prevention
Official files maintained by
UI Risk Management
Confidential
Yes
Vital
Yes

Liability insurance policies

Liability insurance files including policy documents, applications, renewals, correspondence, and working files for various lines of coverage.
Record category
Risk Management, Insurance and Loss Prevention
Official files maintained by
UI Risk Management
Confidential
Yes
Vital
Yes

License/Option/3rd Party Revenue Sharing

These are all agreements related to commercial availability and distribution of income related to inventions, patents and research agreements.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Litigation Records

Pleadings/settlement agreements of any legal action or lawsuit brought against the University of Iowa.
Record category
Audit & Legal
Official files maintained by
UI Office of the General Counsel
Confidential
No
Vital
No

Long-distance Telephone Charges

Documentation of monthly long distance telephone charges.
Record category
Administrative Records
Official files maintained by
UI Telecommunication & Network Services
Confidential
Yes
Vital
Yes

Maps

Campus maps including property, utilities, site surveys, soil borings. Plans/drawings and any items deemed confidential by legal counsel are considered confidential.
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Material Transfer Agreements (incoming)

Agreement that governs the provision of materials from a provider organization to the University.
Record category
Grants and Awards
Official files maintained by
Division of Sponsored Programs
Confidential
Yes
Vital
Yes

Medical Personnel Records (Student, Staff and Faculty employees)

Medical Personnel files contain all forms related to the staff member's medical information related to their employment; i.e., FMLA letters and medical certifications, ADA accommodation information, catastrophic leave letters and documentation, worker's compensation records, documentation of medical leaves of absence, etc. ADA files which should be sent to Faculty and Staff Disability Services at the time of the employee's transfer or termination. Medical Files should be locked separately from personnel file if being maintained in hard-copy in employing unit.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Misadministration Reports

EHS reports of misadministration of radioactive materials
Record category
Environmental Health & Safety
Confidential
Yes
Vital
Yes

Motor Vehicle Fuel Tax Refund Claim

Monthly filing to Iowa Dept. of Revenue & Finance by Accounts Payable to obtain state motor fuel tax refund. Claim reference # and other info. maintained.
Record category
Tax Records
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

Multi-state quarterly unemployment tax returns

State specific forms filed annually with State's Department of Revenue & Finance by UI Payroll.
Record category
Tax Records
Official files maintained by
University Human Resources - Benefits Office
Confidential
Yes
Vital
Yes

Non-Compliance Events (NCEs) (Excluding Safe Water Drinking Act — Lead/Copper)

Per QA 211 in iPassport: The nonfulfillment of a requirement including deviation from the laboratory’s polices,  processes, and procedures. These may include unusual occurrences and unexpected or adverse outcomes.

Record category
State Hygienic Laboratory
Official files maintained by
State Hygienic Laboratory
Confidential
No
Vital
Yes

Non-Disclosure Agreements (also referred to as Confidential Disclosure Agreements)

Agreements executed whenever confidential information is disclosed, received, or exchanged by or within the University of Iowa. The purpose of the agreement is to protect the disclosing party’s information from being disclosed to third parties without the knowledge or prior approval of the disclosing party. CDA’s are commonly used to protect proprietary information on industrial technology or products; intellectual property; or unpublished research advances so that information can be exchanged during the development of industrial sponsored agreements with the UI.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Official Transcripts

A certified record of the academic work done at the University of Iowa. It includes classes taken, hours earned, grades received and degrees conferred.
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Organizational Charts

Environmental Health Division, Diagnostic and Clinical Division, and Director organizational charts as required by the Clinical Laboratories Improvement Amendment. (Located in iPassport.)

Record category
Personnel, Human Resources and Recruitment
Official files maintained by
State Hygienic Laboratory
Confidential
No
Vital
Yes