Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 161 - 180 of 319

Filters

Misadministration Reports

EHS reports of misadministration of radioactive materials
Record category
Environmental Health & Safety
Confidential
Yes
Vital
Yes

Motor Vehicle Fuel Tax Refund Claim

Monthly filing to Iowa Dept. of Revenue & Finance by Accounts Payable to obtain state motor fuel tax refund. Claim reference # and other info. maintained.
Record category
Tax Records
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

Multi-state quarterly unemployment tax returns

State specific forms filed annually with State's Department of Revenue & Finance by UI Payroll.
Record category
Tax Records
Official files maintained by
University Human Resources - Benefits Office
Confidential
Yes
Vital
Yes

Non-Disclosure Agreements (also referred to as Confidential Disclosure Agreements)

Agreements executed whenever confidential information is disclosed, received, or exchanged by or within the University of Iowa. The purpose of the agreement is to protect the disclosing party’s information from being disclosed to third parties without the knowledge or prior approval of the disclosing party. CDA’s are commonly used to protect proprietary information on industrial technology or products; intellectual property; or unpublished research advances so that information can be exchanged during the development of industrial sponsored agreements with the UI.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Official Transcripts

A certified record of the academic work done at the University of Iowa. It includes classes taken, hours earned, grades received and degrees conferred.
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Original supporting documentation for Evoucher, Travel Expense Vouchers and P-Card transactions

Original supporting documentation for Evouchers, P-Card or Travel Expense Voucher payments. Typical original supporting documentation would be invoices, registration forms, membership agreements, proof of payment, receipts, airline itinerary, conference schedules, car rental receipt, hotel folio, etc. (See Operations Manual Chapter 22.1.d for specific requirements) etc.
Record category
Purchasing, Accounts Payable and Travel
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Outgoing Sub award Agreements

Sub award agreements and supporting documentation.
Record category
Grants and Awards
Official files maintained by
Division of Sponsored Programs
Confidential
Yes
Vital
Yes

P3 Program Funding Award Records

Preliminary proposals, full proposals, workflow approvals, internal correspondence, award letters, periodic progress reports, and financial reports.

Record category
Grants and Awards
Official files maintained by
Office of the Executive VP and Provost
Confidential
Yes
Vital
Yes

Parking Appeals

Appeal of parking citation and appeals committee decision on appeal
Record category
Parking & Transportation
Official files maintained by
UI Parking & Transportation
Confidential
Yes
Vital
Yes

Parking Permit Applications and Renewals

New or renewed parking permit applications for on-campus or off-campus parking locations managed by or leased through UI Parking & Transportation.
Record category
Parking & Transportation
Official files maintained by
UI Parking & Transportation
Confidential
Yes
Vital
Yes

Past Due Account Letters

Notices of Past Due Accounts for Student & Non-Student Accounts. (Ex: Right to Cure, etc.)
Record category
University Billing and Student Loans
Official files maintained by
Treasury Operations
Confidential
Yes
Vital
Yes

Patent Accounts Payable and Accounts Receivable

Bills, invoices, royalty receipts, etc. related to UIRF Inventions, Patents and Research Agreements.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Patent Applications

Patent applications provided the earliest and ongoing versions in a patent file, and can necessary to provide scope and background in case of any patent litigation. Once an application is submitted to the USPTO, it is also available there.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Patent Committee Records

Under UI Policy, there can be meetings of a Patent Committee, which will provide certain input and make specific recommendations to the UIRF.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Payroll Records - Individual (monthly/biweekly for all employee types)

Documentation of all payroll payments made to individuals employed by UI. Paper or electronic employee time records, regular or corrected, W-4's and W-2's; Payroll authorization to withhold union dues cards.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
University Human Resources - Payroll
Confidential
Yes
Vital
Yes

Payroll withhold authorization cards/records

Authorization for UI to withhold money from employee paychecks for payment of applicable past-due University bills/expenses.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Treasury Operations
University Human Resources - Payroll
Confidential
Yes
Vital
Yes

Personal and Area Monitoring Data

Personal or area exposure monitoring data collected by UI EHS by request or as required by regulations. This includes air monitoring, surface sampling, noise monitoring, and indoor air quality assessments.

Record category
Environmental Health & Safety
Official files maintained by
Environmental Health and Safety
Confidential
No
Vital
Yes

Personnel Records (Student, Staff and Faculty employees)

Personnel files contain all forms related to the staff member's employment; i.e., resumes, curriculum vitae, and/or application materials, appointment papers and letters of offer/intent/contract, job descriptions, documentation of career development forms, credential checks, change of status forms, performance appraisals, letters of recognition and/or commendation, and any disciplinary record, written reprimands, absence request forms, monthly vacation and sick leave reports, classification changes.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Policy Manual - University of Iowa

Current and prior published versions of the University of Iowa Policy Manual (formerly Operations Manual), including organizational charts documenting the governance structures in place at the time of publication. (Also maintained by University Archivist.)
Record category
Administrative Records
Official files maintained by
University Secretary - Finance and Operations
Confidential
Yes
Vital
Yes

Post-Tenure Effort Allocation (Faculty)

Tenured faculty members' planned allocation of effort among teaching, research, service, and clinical service for each academic year. 

Record category
Academic and Faculty
Official files maintained by
Office of the Executive VP and Provost
Confidential
No
Vital
No