Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 101 - 120 of 338

Filters

Endowment and Gift Files

Donor gift or bequest documentation and subsequent correspondence; investment pool participation calculations, external trusts
Record category
Banking & Investments
Official files maintained by
Treasury Operations
Confidential
Yes
Vital
Yes

Energy Information Administration (EIA) 886 Report

Annual report of alternative fuel use and alternative vehicle inventory to EIA. Maintained as required by the Federal Energy Administration Act of 1974, Section 13.B
Record category
Parking & Transportation
Official files maintained by
UI Parking & Transportation
Confidential
Yes
Vital
Yes

Enrollment History Files

Academic record documenting initial UI registration and any subsequent changes in enrollment for all UI students (credit and non-credit - with the exception of CEU's).
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Environmental Health Division Correspondence, Forms, SOPs (Excluding Safe Water Drinking Act)

Compliance monitoring data should be made legally defensible by keeping thorough and accurate records. The Quality Assurance (QA) plan and/or Standard Operating Procedures (SOPs) need to describe the policies and procedures used by the facility for record integrity, retention, and storage (EPA order 5360.1). (Should be able to reconstruct all testing with data.)

Record category
State Hygienic Laboratory
Official files maintained by
State Hygienic Laboratory
Confidential
Yes
Vital
Yes

Environmental Health Division Test Results, Analytical Data, Sample Submission Records (Excluding Safe Water Drinking Act)

To meet all general contracts and grant requirements, the following records shall be retained for calendar year plus 10 years: sample test results.

Record category
State Hygienic Laboratory
Official files maintained by
State Hygienic Laboratory
Confidential
Yes
Vital
Yes

Environmental Laboratory Certification Program Appraisals

The Iowa Department of Natural Resources Laboratory Certification is intended for facilities that test drinking water or solid waste, or provide other environmental testing.

Record category
State Hygienic Laboratory
Official files maintained by
State Hygienic Laboratory
Confidential
No
Vital
Yes

Environmental Studies, Surveys

Site survey, topographical survey and soil borings
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

EPA Hazardous Waste Permits and Amendments

EPA permits and permit amendments for hazardous waste activities on campus.
Record category
Environmental Health & Safety
Confidential
No
Vital
Yes

EPA Hazardous Waste Report

Biennial reports to the Environmental Protection Agency for hazardous waste activities on campus.
Record category
Environmental Health & Safety
Confidential
No
Vital
Yes

Equipment Calibration Records

Equipment calibration records for EH Chemical/Occupational Safety equipment used for campus.
Record category
Environmental Health & Safety
Confidential
No
Vital
Yes

Evouchers

Evouchers are transactions for the payment of miscellaneous items such as memberships, refunds, reimbursements, travel registrations. Typical supporting documentation would be invoices, registration forms, membership agreements, receipts, etc.
Record category
Purchasing, Accounts Payable and Travel
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

External Audit Requests - Annual Single Audit

External audit requests, documentation submitted, correspondence, final audit report and university response to findings. State of Iowa notice of Single Audit letters to pass-through entities. Sub recipients submissions for the Single Audit audit.
Record category
Grants and Awards
Official files maintained by
Grant Accounting Office
Confidential
Yes
Vital
Yes

External Audit Requests - Sponsored Projects

External audit requests, documentation submitted, correspondence, final audit report and university response to any findings.
Record category
Grants and Awards
Official files maintained by
Grant Accounting Office
Confidential
Yes
Vital
Yes

Facilities & Administration (F&A) Cost and Fringe Benefit Rate Agreement

The signed agreement between the University and the Department of Health & Human Services Division of Cost Allocation that is used to support claims for indirect costs on grants and contracts with the Federal Government.
Record category
Accounting and Financial
Official files maintained by
UI Financial Analysis - Controller's Office
Confidential
Yes
Vital
Yes

Facilities & Administration (F&A) Rate Proposal: base year

Documentation of calculations sent to the Department of Health & Human Services - Division of Cost Allocation in support of the F&A rate calculation.
Record category
Accounting and Financial
Official files maintained by
UI Financial Analysis - Controller's Office
Confidential
Yes
Vital
Yes

Faculty Senate Meetings

Minutes and agendas of UI Faculty Senate meetings.

Record category
Academic and Faculty
Official files maintained by
Office of the Executive VP and Provost
Confidential
No
Vital
No

Federal Agency-wide reporting

Small Business Administration, FFATA, and other reports submitted.
Record category
Grants and Awards
Official files maintained by
Grant Accounting Office
Confidential
Yes
Vital
No

Federal Transit Administration Capital Project Records

Documentation related to the purchase, financing or construction of capital equipment or building projects utilizing Federal Transit Administration Funds.
Record category
Parking & Transportation
Official files maintained by
UI Parking & Transportation
Confidential
Yes
Vital
Yes

Field and Lab Health, Safety, and Operations Protocols

Standards for conducting archaeological research.

Record category
Administrative Records
Official files maintained by
Office of the State Archaeologist
Confidential
Yes
Vital
Yes

Financial Aid Fiscal Records

Fiscal Records may include Federal Student Aid (FSA) program transactions including aid disbursements and Federal Work-Study (FWS) payments, student aid program reconciliation, and records used for the completion of the FISAP, including the income grid section. 

Record category
Student Financial Aid
Official files maintained by
Office of Student Financial Aid
Confidential
Yes
Vital
Yes