Please note: The official University of Iowa records retention schedules are under revision. Updates will be posted periodically. 

These retention schedules are designed to assist university departments in preserving official records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.

Search Criteria

Administrative unit: represents either the administrative unit responsible for establishing the official record retention criteria OR the administrative unit responsible for maintaining the official records identified.

Confidential: indicates official records that contain information of various sorts that the university receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.

Vital: indicates official records that contain information considered essential for the operations of a department (and/or the university) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.

Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.

Displaying 41 - 60 of 319

Filters

Chlorofluorocarbon (CFC) Report

Maintenance work orders/service records, list of certified technicians, copies of technician certifications, list of certified recovery equipment, EPA recovery equipment certification letter
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Class Lists

Roster of students/class lists for UI credit classes (graduate, undergraduate, professional students at all UI Colleges and campuses).
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Clery Records

Records that may be used by the Department of Education to establish our compliance with the Clery Act. These include all supporting records used in compiling the Annual Security Report including: copies of crime reports, daily crime logs, arrests and referrals for disciplinary action, timely warning reports, emergency (immediate) notification reports, and letters to/from campus security authorities.
Record category
Public Safety & Security
Official files maintained by
UI Department of Public Safety
Confidential
Yes
Vital
Yes

Competitive Bids - Request for Quotes, Requests for Proposal, Request for Qualifications, Reverse Auctions

Competitive bids are initiated through the Ebid System. Typical supporting documentation - awarded vendors proposal, non-winning proposals, evaluation score sheet, vendor questions and answers, best and final offers, and any other documentation or communication related to the awarded contract. Considered confidential until award is made.
Record category
Purchasing, Accounts Payable and Travel
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

Complaints of UI Community Policy violations - responded to by the Local Department Employing the Responding Party

All records pertaining to formal complaints alleging violations of the Interim Policy on Sexual Harassment and Sexual Misconduct, including resolution agreements, supportive measures, evidentiary file, outcome letters and appeal decisions.

Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Complaints, Reports, or Inquiries Regarding UI Community Policies Responded to by the Office of Civil Rights Compliance

All records of complaints, reports, and/or inquiries filed with the Office of Civil Rights Compliance under UI’s community policies, as well of records of complaints filed against the university with federal and state civil rights agencies (e.g., EEOC, ICRC) and responded to by the Office of Civil Rights Compliance, including witness statements and any associated findings.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Office of Civil Rights Compliance
Confidential
Yes
Vital
Yes

Confidential Disclosure Agreements

Agreement that outlines the restrictions on sharing confidential information exchanged by the parties.
Record category
Grants and Awards
Official files maintained by
Division of Sponsored Programs
Confidential
Yes
Vital
Yes

Confidentiality/Outgoing Material Transfer Agreements

These are all agreements related to non-commercial availability and distribution of materials or information related to disclosures.
Record category
Inventions, Patents and Research Agreements
Official files maintained by
UI Research Foundation
Confidential
Yes
Vital
Yes

Confined Space Evaluation Forms

Departmental evaluation of confined spaces in their areas of responsibility.
Record category
Environmental Health & Safety
Confidential
No
Vital
Yes

Conflict of Interest/Conflict of Commitment in Employment Management Plans

Required management plan (reviewed annually) if/when a conflict of interest or commitment in employment is identified for a current UI employee.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Local Department responsible for creating or overseeing the record
Confidential
Yes
Vital
Yes

Conservation Easements

Specifics of individual easements as recorded, including legal boundaries.

Record category
Administrative Records
Official files maintained by
Office of the State Archaeologist
Confidential
Yes
Vital
Yes

Contracts

The final, signed misc. contracts with various 3rd parties doing business with the university. Contracts are maintained in centralized contract management system overseen by UI Business Manager's Office. Departments must send final, signed contracts to: email address: uisignedcontracts@uiowa.edu

Record category
Contracts, Real Estate and Leasing
Official files maintained by
UI Business Manager Office
Confidential
Yes
Vital
Yes

Course Fee Approvals/Reports

Documentation of recommendations and final approvals of course fees specific to the actual course. Requests can be submitted twice a year and if approved will be active for five years. Misc. Fee Committee recommendations are sent to the Provost Office for final approval.
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Course Grades

Records of final grades and change of grades for students in UI credit classes (graduate, undergraduate, professional students at all UI Colleges and campuses).
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes

Credits with purchase order

Credit memo from vendor that is entered into PeopleSoft Accounts Payable as a credit voucher. Original is scanned and the scanned version is retained.
Record category
Purchasing, Accounts Payable and Travel
Official files maintained by
UI Purchasing, Accounts Payable and Travel
Confidential
Yes
Vital
Yes

Criminal Background Check Release Forms - Electronic

Electronic Criminal Background Check Release forms completed by applicants for regular, permanent positions or other security-sensitive positions at the University of Iowa. Electronic release forms are maintained in either the central University HR Criminal Background Check system in HRIS or by background check vendor system.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
University Human Resources
Confidential
Yes
Vital
Yes

Criminal Background Check Release Forms - Hard Copy and Conviction Results

Hard-copy/paper Criminal Background Check Release forms completed by applicants for regular, permanent positions or other security-sensitive positions at the University of Iowa and criminal conviction information obtained from vendor background check process.
Record category
Personnel, Human Resources and Recruitment
Official files maintained by
Carver College of Medicine Collegiate Dean Office for CCOM faculty
UI Health Care
UI Office of the General Counsel
Confidential
Yes
Vital
Yes

Criminal Intelligence Records

Criminal Intelligence, threat assessment or other records on persons or incidents not included elsewhere.
Record category
Public Safety & Security
Official files maintained by
UI Department of Public Safety
Confidential
Yes
Vital
Yes

Cross-connection Prevention Test

Test record for backflow prevention
Record category
Facilities Management
Official files maintained by
UI Facilities Management
Confidential
Yes
Vital
Yes

Data Warehouse and Online Student Record Access Requests

Record of employees who have requested access to the Online Student Record Data Warehouse and completed FERPA Training.
Record category
Academic/Student Records
Official files maintained by
Office of the Registrar
Confidential
Yes
Vital
Yes